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FMBM Mock Test 04 

Mock Test  :  RMG Student Exclusive :        
Total Marks 60

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12/16/2017 12:36:51 PM

Total Questions  60
 

Pass Marks is 55%

Time Left : 00:00:00 Hrs

 


Question 1 :Forward markets world wide are afflicted by _________ [Mark 1]





Question 2 :_____________ gives the buyer the right but not the obligation to sell a given quantity of underlying asset at a given price on or before a given future date [Mark 1]





Question 3 :In index/stock futures trading, profits are received or losses are paid ______ [Mark 1]





Question 4 :Demutualisation of stock exchanges refer to _________ [Marks 2]





Question 5 :The _________issued by SEBI aim to secure fuller disclosure of the relevant information about the issuer and the nature of issue so that the investors can take informed decision [Mark 1]





Question 6 :____________ is maintained by NSE to make good investor claims which may arise out of non settlement of obligations by the trading member who has been declared defaulter in respect of trades executed on the Exchange [Mark 1]





Question 7 :The difference between primary markets and secondary markets is __________ [Marks 2]





Question 8 :_______ funds do not have a fixed date of redemption [Marks 2]





Question 9 :Assume security A with a beta of 1 point 1 is being considered at a time when risk free rate of return is 5 percent and market return is expected to be 14 percent What is the required rate of return according to Capital Asset Pricing Model [Marks 2]





Question 10 :Which instrument among these have historically shown to give the highest returns when invested over long periods [Marks 2]





Question 11 :Stock price of XYZ Ltd is trading at Rs 60 The firm is expected to declare dividend of Rs 6 per share and is expected to grow at rate of 12 percent per year What is the cost of equity under dividend growth model [Marks 2]





Question 12 :Bid means the _____________ [Mark 1]





Question 13 :Register of transactions Sauda Book shall be preserved for a period of ___ years by the stock broker as per the Securities Contracts Regulation Rules 1957 [Marks 2]





Question 14 :What are the segments of Securities Market [Mark 1]





Question 15 :An investment should provide an after tax return which is ________ [Marks 2]





Question 16 :Auction is held in Reliance for 10000 shares and the closing price of Reliance on that day was Rs 146 and the last traded price of Reliance on that day was Rs 141 and the close price of Reliance last Friday was Rs 142 and The previous days close price of Reliance was Rs 151 What is the maximum allowable price at which the member can put a sell order in the auction for Reliance when Price band applicable for Auction market is plus minus 15 percent [Marks 3]





Question 17 :At 12 percent annual inflation rate an item costing Rs 100 today would cost Rs _______ after one year [Marks 3]





Question 18 :On May 20 2003 SATYAM COMP closed at Rs 224 while the June futures contract on SATYAM COMP closed at Rs 226 point 4 and On May 21 2003 SATYAM COMP closed at Rs 227 and the June futures contract on SATYAM COMP closed at Rs 228 point 70 Santosh is long 2 contracts of SATYAM COMP minimum lot size per contract of SATYAM COMP is 1000 What is the profit and loss made by Santosh on his position on May 21 2003 [Marks 3]





Question 19 :Funds which invest only in the stocks comprising an index and aim to give returns commensurate with the index returns are called _________ [Marks 2]





Question 20 :What is the average rate of return if the returns during the previous three years are 10 percent 25 percent and 42 percent [Mark 1]





Question 21 :Which of the following problems have been eliminated by Depositories [Mark 1]





Question 22 :Which of the following is not the main objective of SEBI [Marks 2]





Question 23 :Which of the following is TRUE about Primary Markets [Marks 2]





Question 24 :Calculate the value 5 years hence of a deposit of Rs 1000 made today if the interest rate is 7 percent compounded annually [Marks 2]





Question 25 :Which type of corporate action splits the existing shares of a particular face value into smaller denominations [Mark 1]





Question 26 :Total Margin levied on a member in respect of options contracts comprises of _____ [Mark 1]





Question 27 :Money market mutual funds can invest in _______ [Marks 2]





Question 28 :Which of the following is NOT true about corporate securities market reforms [Marks 2]





Question 29 :What factor/s affect the interest rate [Marks 2]





Question 30 :The authority regulating the issue of shares by companies in the primary markets is the ________ [Mark 1]





Question 31 :Market Capitalisation is _____________ [Marks 2]





Question 32 :What are securities issued at Discount and redeemed at par [Mark 1]





Question 33 :Which rate of return accounts for intra year compounding [Marks 2]





Question 34 :An at the money option contract would generate ______upon exercise for the buyer [Mark 1]





Question 35 :Earnings Per Share or EPS is calculated by _________ [Marks 2]





Question 36 :Where securities are listed on the application of any person on any recognised stock exchange such person shall comply with the conditions of the listing agreement with __________ [Marks 2]





Question 37 :What is the present value of Rs 6000 receivable after two years at a discount rate of 5 percent under continuous discounting [Marks 2]





Question 38 :The pre issue and post issue obligations are discharged by _______ [Mark 1]





Question 39 :At 8 percent annual inflation rate an item costing Rs 100 today would cost Rs _______ after one year [Marks 3]





Question 40 :What is the present value of Rs 4000 receivable after two years at a discount rate of 5 percent under continuous discounting [Marks 2]





Question 41 :The benchmark stock market index of India is ________ [Mark 1]





Question 42 :Pay in and pay out of funds and securities are effected on the same day in the __________ [Mark 1]





Question 43 :Return on Total Asset is equal to _________ [Marks 2]





Question 44 :Which of the following is FALSE about the NEAT system [Marks 2]





Question 45 :Which of the following is a criterion for admission of a stock into S and P CNX Nifty [Mark 1]





Question 46 :Capital Employed is equal to _________ [Marks 2]





Question 47 :The power to withdraw recognition to a Stock Exchange vests in ______ [Mark 1]





Question 48 :Which of the following is a benefit of participation in a depository [Mark 1]





Question 49 :How much is the correlation coefficient between the companies A and B if their covariance is 30 and their standard deviations respectively are 6 and 8 [Marks 2]





Question 50 :At 6 percent annual inflation rate an item costing Rs 100 today would cost Rs _______ after two years [Marks 3]





Question 51 :What is the dividend yield of ABC Co Share having a face value of Rs 100 market value of 360 and an annual dividend of Rs 10 [Mark 1]





Question 52 :Mr Harsh purchased 16000 shares of MTNL Options having strike price of 120 The market lot of the shares before adjustment was 1600 After the corporate action of 1 is to 1 bonus in MTNL the revised details in respect of strike price and Market lot and positions would be _________ [Marks 2]





Question 53 :Which amongst these is not a Debt market instrument [Mark 1]





Question 54 :For a security B if price at the beginning of the year is Rs 20and dividend receivable at the end of the year is Rs 0 point 5 and the price at the end of the year is Rs 22 then what is the rate of return on the security [Marks 2]





Question 55 :What is the present value of Rs 10000 receivable after 1 year discounted at 10 percent pa [Marks 2]





Question 56 :The depositories assist NSCCL to pay in and pay out of _________ [Mark 1]





Question 57 :Which of the following needs to be considered by an investor while investing [Marks 2]





Question 58 :Which of the following is TRUE about primary markets [Mark 1]





Question 59 :How many securities are there in Nifty index [Mark 1]





Question 60 :What is the outstanding position on which initial margin will be calculated if Mr Madanlal buys 800 units at the rate of Rs 1060 and sells 450 units at the rate of Rs 1055 [Marks 2]