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FMBM Mock Test 03 

Mock Test  :  RMG Student Exclusive :        
Total Marks 60

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12/16/2017 12:33:36 PM

Total Questions  60
 

Pass Marks is 55%

Time Left : 00:00:00 Hrs

 


Question 1 :The holders of which instrument are members of the company and have voting rights [Mark 1]





Question 2 :What is the outstanding position on which initial margin will be calculated if Mr Madanlal buys 800 units at the rate of Rs 1060 and sells 450 units at the rate of Rs 1055 [Marks 2]





Question 3 :Which securities can an investor invest in [Mark 1]





Question 4 :Who issues the registration to a Mutual Fund in India [Mark 1]





Question 5 :Nifty index is used in _________ [Mark 1]





Question 6 :Derivative includes 1st a security derived from a debt instrument and share and loan whether secured or unsecured and risk instrument or contract for differences or any other form of security 2nd a contract which derives its value from the prices or index or prices of underlying securities [Marks 2]





Question 7 :What is the present value of Rs 3000 receivable after two years at a discount rate of 5 percent under continuous discounting [Marks 2]





Question 8 :If the company pays dividend of Rs 10 every year and the expected return for the investor is 8 percent what is the theoretical value of the share of the company for a period of one year if the par value of the share is Rs 80 [Marks 2]





Question 9 :The future value of a Rs 12000 investment made today which gives an annual rate of return of 10 percent per annum after one year should be _________ [Marks 3]





Question 10 :At 10 percent annual inflation rate an item costing Rs 100 today would cost Rs _______ after one year [Marks 3]





Question 11 :Which of the following is not a speculative transaction [Mark 1]





Question 12 :Ask means the ________ [Mark 1]





Question 13 :Which one of the following is NOT an immediate measure taken by NSCCL in case a member fails to meet any obligation [Mark 1]





Question 14 :The lenders use ______________ ratio to assess debt servicing capacity of a firm [Marks 2]





Question 15 :S and P CNX Nifty includes _______most liquid stocks that trade on NSEIL [Mark 1]





Question 16 :Profit and Loss account of a company shows _______ [Marks 2]





Question 17 :An order which is activated when a price crosses a limit is _________ in F and O segment of NSEIL [Mark 1]





Question 18 :Which instrument among these is considered the most challenging and rewarding investment option when compared to other investment options [Marks 3]





Question 19 :What is the current yield if a 11 point 50 percent bond sells in the market for Rs 125 [Marks 2]





Question 20 :Which of the following is not true about ADR [Mark 1]





Question 21 :Which of the following statements is correct regarding B2B portals [Marks 2]





Question 22 :The future value of a Rs 10000 investment which gives an annual rate of return of 20 percent per annum after two years would grow to _________ assume discrete compounding [Marks 3]





Question 23 :In which market does Buyer and seller not know each other [Mark 1]





Question 24 :Depositories are like banks for securities [Mark 1]




Question 25 :_______ is also known as profitability index which measures the present value of the returns per rupee invested [Mark 1]





Question 26 :Which of the following is not a benefit of investing in mutual funds [Marks 2]





Question 27 :The branch manager can view all the order details for _______ in the Outstanding Orders screen in the NEAT system 1st a specific dealer under his own branch 2nd all dealers under his own branch 3rd the whole broking firm [Mark 1]





Question 28 :The future value of a Rs 10000 investment done today which gives an annual rate of return of 20 percent per annum after one year should be ____________ [Marks 3]





Question 29 :Security A gives a return of 12 percent with a dispersion of 4 percent while security B gives return of 15 percent with a dispersion of 5 percent which security is more risky [Marks 2]





Question 30 :How many securities are there in Nifty index [Mark 1]





Question 31 :A stock currently sells at 120 The put options to sell the stock sells at Rs 134 costs Rs 18 What is the time value of the option [Marks 2]





Question 32 :Which of the following is not true about a debt instrument [Mark 1]





Question 33 : ______ can be defined as the futures price minus the spot price [Marks 2]





Question 34 :Which of the following needs to be considered by an investor while investing [Marks 2]





Question 35 :For what kind of results is Limited review mandatory [Marks 2]





Question 36 :What is the present value of Rs 10000 receivable after 1 year discounted at 10 percent pa [Marks 2]





Question 37 :The cost of debt capital is cheaper in the capital structure under________ [Mark 1]





Question 38 :___________ is a good indicator of the stock market behaviour [Mark 1]





Question 39 :Average Collection Period is given by _________ [Mark 1]





Question 40 :Which amongst these is not a Debt market instrument [Mark 1]





Question 41 :Which of the following is NOT true about a credit rating agency or CRA [Marks 2]





Question 42 :What is the dividend yield of ABC Co Share having a face value of Rs 100 market value of 360 and an annual dividend of Rs 10 [Mark 1]





Question 43 :Find the spot rate uptill next coupon using Nelson Seigel Model when settlement date is 15th March 2003 and next coupon is 23rd September 2003 Beta 0 is equal to 8 and Beta 1 is equal to minus 1 point 85 and Beta 2 is equal to minus 4 and Tau equal 15 [Marks 3]





Question 44 :The Margin which takes care that all daily losses must be met by the investor by depositing of further collateral by the close of business the following day is known as _________ [Mark 1]





Question 45 :Find the forward leg consideration for Security 11 point 50 percent 2012 for Settlement date of 25th August 2003 and Maturity date of 14th December 2012 with Market Price of Rs 133 Ex Interest Price and Repo rate 8 percent pa and Repo term of 5 days [Marks 3]





Question 46 :At 6 percent annual inflation rate, an item costing Rs 100 today would cost Rs _______ after two years [Marks 3]





Question 47 :Trading member Mr Shantilal took proprietary purchase in a March 2000 contract He bought 1500 units at the rate of Rs 1200 and sold 1200 at the rate of Rs 1220 The end of day settlement price was Rs 1221 What is the outstanding position on which initial margin will be calculated [Marks 2]





Question 48 :Which of the following is not true about offer of shares through normal public issue [Marks 2]





Question 49 :In the case of a GTC order each day counted is a calendar day inclusive of ____________ [Mark 1]





Question 50 :Which of the following is a benefit of participation in a depository [Mark 1]





Question 51 :A call option that is out of the money or at the money has ________ [Mark 1]





Question 52 :If a client buys shares worth Rs 255000 and sells shares worth Rs 345000 through a broker then the maximum brokerage payable to the broker is _____________ [Marks 2]





Question 53 :NSE has set up Investor Protection Fund as a ________ [Mark 1]





Question 54 :Spot value of Nifty is 1240 An investor buys a one month nifty 1255 put option for a premium of Rs 17 The option is _________ [Marks 2]





Question 55 :Capital Employed is equal to _________ [Marks 2]





Question 56 :Which of the following is NOT true about corporate securities market reforms [Marks 2]





Question 57 :Return on Total Asset is equal to __________ [Marks 2]





Question 58 :Mr A purchased equity shares of XYZ Ltd at a cost of Rs 95000 on 1st June 2001 He sold the same on 1st January 2003 for Rs 98000 Given Cost inflation index FY 2001 to 02 is equal to 426 and FY 2002 to 03 is equal 447 and 447 by 426 is equal 1 point 05 Long term capital profit and loss on this transaction would be _______ [Marks 2]





Question 59 :The benchmark stock market index of India is ________ [Mark 1]





Question 60 :Premium Margin is levied at ___ level [Mark 1]