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NSDL-DP Mock Test 10 

Mock Test  :  RMG Student Exclusive :        
Total Marks 100

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10/21/2017 10:51:44 AM

Total Questions  60
 

Pass Marks is 55%

Time Left : 00:00:00 Hrs

 


Question 1 :Which of the following Government Securities are available for demat and transfer [Mark 2]





Question 2 :Which of the following statements regarding dematerialization is false [Mark 2]





Question 3 :In the context of dividend distribution what is the full form of ECS [Mark 2]





Question 4 :In a share application form, if an applicant applies for part subscription in demat form and part in physical form, then [Mark 2]





Question 5 :In stock lending or borrowing process what is the transaction fee charged by NSDL to lenders DP for moving securities from lenders account to Authorised Intermediary account [Mark 2]





Question 6 :Name the odd one out [Mark 1]





Question 7 :All Business partners of NSDL have to take back ups every day without fail in [Mark 1]





Question 8 :On death of any of the joint holders, securities lying to the credit of the joint account can be transmitted in the name of surviving holders, What is the procedure for the same [Mark 2]




Question 9 :NSDL Bye Laws require each DP to provide [Mark 2]





Question 10 :DP forwards certificates received for dematerialisation along with DRF to [Mark 1]





Question 11 :Schedule of charges is a part of the agreement between client and DP [Mark 1]



Question 12 :To initiate securities lending process, which of the following options should the lender tick in the Securities Lending Form For Lender or Borrower [Mark 2]





Question 13 :Any two business partners systems can communicate to each through [Mark 2]





Question 14 :Which of the following options are available in case of freezing of a demat account 1st Freeze for debits only 2nd Freeze for credits only 3rd Freeze for debits as well as credits [Mark 2]





Question 15 :Stock Exchange working system which is connected to NSDL central system through V SAT or leased lines is known as [Mark 2]





Question 16 :HUF may appoint the _______ surviving male member of the HUF surviving members, as the new Karta of the HUF in case of transmission [Mark 2]





Question 17 :DPs working system which is connected to NSDL central system through V SAT or leased lines is known as [Mark 2]





Question 18 :The deadline time for DPs to verify and release Inter Depository Transfer delivery or receipt instructions is [Mark 2]





Question 19 :All disputes differences and claims arising out of any dealings on the NSDL and irrespective of whether NSDL is a party to it or not have to be settled under the [Mark 2]





Question 20 :According to SEBI requirements, securities, forming a part of the SEBI specified compulsory list wherein delivery in demat form is mandatory for all categories of investors, can be delivered in physical form in the stock exchanges connected to NSDL, this requirement is applicable to [Mark 1]





Question 21 :DP has the right to appeal to the EC against the action of the DAC [Mark 1]



Question 22 :Mr Sharechandani, an NRI based in Singapore has purchased 1000 shares of XYZ in March 1995 on a repatriable basis, if he wishes to transfer the shares to his broker on sale [Mark 2]





Question 23 :The DPs are free to make their own charge list for their clients against the services [Mark 1]



Question 24 :The basic number of ISIN consists of ____ alphanumeric characters letter and or digits [Mark 2]





Question 25 :Rematerialisation is not possible Indian Depository environment [Mark 1]



Question 26 :Resolution by arbitration for disputes between NSDL and its business partners [Mark 2]





Question 27 :NSDL is a __________ company [Mark 1]




Question 28 :In an application for opening an account for corporates or clearing members only, which one of the following form part of types of accounts [Mark 2]





Question 29 :NSDL commenced operations on [Mark 2]





Question 30 :Dematerialisation is the [Mark 2]





Question 31 :A Depository Participant can hold stake in Equity Capital of a Depository but not more than [Mark 2]





Question 32 :DVP, in the capital market context, stands for [Mark 1]





Question 33 :A foreign bank operating in India can become a Depository Participant [Mark 1]




Question 34 :What is the main purpose of bank account details in account opening form [Mark 2]





Question 35 :Just Like a bank which uses the funds held in a bank account for lending purposes A depository can use the clients security balances for Lending purpose [Mark 2]



Question 36 :Eligible securities for inter depository transfers are [Mark 2]





Question 37 :A Depository provides which of the following services [Mark 2]





Question 38 :Any trade that is cleared and settled without the participation of a clearing corporation is called [Mark 2]





Question 39 :Which of the following is not a feature of Indian Depository System [Mark 2]





Question 40 :A POA depository accounts can be operated both by the clients as well as by the POA holder [Mark 1]



Question 41 :Who is the Registered owner of the securities in NSDL Depository System [Mark 1]





Question 42 :Demat request form for dematerialising government securities is different and is called [Mark 2]





Question 43 :Which of the following is not true for the word Immobalisation [Mark 2]




Question 44 :Novation means [Mark 2]





Question 45 :What is the maximum delay time for online updates in SPEED or IDeAS [Mark 1]





Question 46 :Thumb impressions and signatures other than English or Hindi or any of the other language which is not contained in the 8th Schedule of the Constitution of India is [Mark 2]





Question 47 :An internet based facility far clients of Depository Participants that enables the account holders to submit instructions to their DPs is [Mark 2]





Question 48 :Can shares that are not registered in the name of the account holder be dematerialised [Mark 2]





Question 49 :Minimum net worth required for becoming a DP by applicants who are R and T Agents [Mark 2]





Question 50 :Shyam has 500 shares of ABC Ltd in his beneficial owner account on 12 Oct 1998, He gives a Delivery instruction on the same day to debit his account with 600 shares of ABC Ltd with the execution day as 14 Oct 1998, At the end the of the day on 14 Oct 1998 his account shows a credit of 550 shares, What will happen [Mark 2]





Question 51 :Depository Participants is described as an ______________of the depository governed by SEBI Act [Mark 1]





Question 52 :An Intermediary Account can be opened by a SEBI registered intermediary for the purpose of [Mark 2]





Question 53 :The counterparty for every transaction in the stock Exchange is [Mark 2]





Question 54 :Is it mandatory for Banks and Financial Institutions and Primary Dealers and Satellite Dealers to subscribe to Commercial Paper in Demat form only [Mark 1]





Question 55 :Which of the following contract is not available in Indian Derivatives Market [Mark 1]





Question 56 :NSDL [Mark 2]





Question 57 :Securities Contracts Regulation Act 1956 gives the Central Government regulatory jurisdiction over [Mark 2]





Question 58 :The depository account that an investor opens is called as [Mark 1]





Question 59 :When did NSDL launched a certification programme in depository operations [Mark 1]





Question 60 :Which of the following places does not have a stock exchange [Mark 1]