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DM Mock Test 06 

Mock Test  :  RMG Student Exclusive :        
Total Marks 100

Please do not refersh or reload this page

12/16/2017 12:24:42 PM

Total Questions  60
 

Pass Marks is 55%

Time Left : 00:00:00 Hrs

 


Question 1 :Mutual funds are allowed to participate in the derivatives market at par with FIIs [Mark 1]



Question 2 :The initial margin amount is large enough to cover a one day loss that can be encountered on __________ [Mark 2]





Question 3 :The very nature of the financial markets is [Mark 2]





Question 4 :The stock shall be chosen in terms of [Mark 2]





Question 5 :On the NSEs NEAT F and O system matching takes place at [Mark 1]





Question 6 :ABC Ltd is trades in the spot market at the rate Rs 2510, Money can be invested at the rate 9 percent pa, the fair value of a one month futures contract on ABC would be [Mark 2]





Question 7 :________ gives the buyer the right, but not the obligation to buy a given quantity of underlying asset at a given price on or before a given future date [Mark 1]





Question 8 :F and O Segment has a Basket trading facility [Mark 1]





Question 9 :The rate of tax applicable on derivatives has been revised to ______ of the value of the taxable securities transaction by Finance Act, 2006 [Mark 2]





Question 10 :Finance Act No 2, 2004 has introduced ___________ on all derivative transactions entered into in a recognized stock exchange [Mark 2]





Question 11 :Financial Derivatives came into spotlight in the post______ [Mark 1]





Question 12 :Every stock price moves for two possible reasons, 1st News about the company, 2nd News about the country, In the above scenario, the job of the index is to capture the second part [Mark 1]




Question 13 :The closing price of the underlying index or security is its___________ in the Capital Market segment of NSE [Mark 3]





Question 14 :The beta measures [Mark 2]





Question 15 :In the context of financial futures contract, there will be different basis for each delivery month [Mark 1]



Question 16 :The last day on which the contract will be traded, at the end of which it will cease to exist is called expiry date [Mark 1]



Question 17 :Immediate or cancel is an order which will automatically __________ in F and O segment of NSEIL [Mark 3]





Question 18 :The complex calculations, like pricing of options, in SPAN are executed by _____________ and results of these calculations are called ____________ [Mark 3]





Question 19 :The adjustments for corporate actions are carried out on all open, exercised as well as assigned positions [Mark 1]



Question 20 :Options have____________ [Mark 1]





Question 21 :_________ are the options that can be exercised at any time upto the expiration date [Mark 1]




Question 22 :Which of the following is or are true [Mark 3]





Question 23 :At expiration, an option should have ___________ [Mark 2]





Question 24 :If the sigma on an annual basis in Black Scholes equation is 2 point 3, Calculate the sigma on daily basis, Consider there are 250 trading days in a year [Mark 2]





Question 25 :The NEAT F and O system supports __________ [Mark 1]




Question 26 :An option to buy or sell a swap, that becomes operative at the expiry of the option, is called a __________ [Mark 2]





Question 27 :Market inquiry screen can be invoked by using which of the following keys [Mark 1]





Question 28 :Limits are set for each CM based on his ____________ [Mark 1]





Question 29 :A separate settlement guarantee fund for F and O segment has been created out of the _________ [Mark 1]




Question 30 :The settlement for the options contracts is or are __________ [Mark 2]





Question 31 :Vinay is short 600 ABC Ltd May Puts at strike Rs 1520 for a premium of Rs 33 each on May 29, 2007, On May 31, 2007 the expiration day of the contract, the spot price of ABC closes at Rs 1553, while the July futures on ABC close at 1555, Does Vinay have an obligation to the Clearing Corporation on his positions, and if any, how much [Mark 3]





Question 32 :In case of in the money options, buyer needs to give an exercise notice [Mark 1]



Question 33 :T plus 1 type of settlement in the equity derivative segment is an example of [Mark 2]





Question 34 :OTC derivatives [Mark 2]





Question 35 :OTC futures contracts are called [Mark 2]





Question 36 :Novation means that the clearing corporation interposes itself into every transaction, buying from the seller and selling to the buyer [Mark 1]



Question 37 :Key elements of the risk containment system are the [Mark 1]




Question 38 :The very nature of the financial markets is [Mark 3]





Question 39 :By the use of derivative products, it is possible to [Mark 1]




Question 40 :If the last Thursday is a trading holiday, then the expiry day is [Mark 2]





Question 41 :The eligibility of a stock and index for trading in Derivatives segment is based upon the criteria laid down by [Mark 1]





Question 42 :For selecting stocks and indices on which Futures and Options contracts would be introduced [Mark 3]





Question 43 :The stock shall be chosen in terms of [Mark 3]





Question 44 :The value of taxable securities transaction relating to option in securities is the [Mark 3]





Question 45 :On NSEs options market, until the buyer pays in the premium, the premium due is deducted from the available ____________ on a real time basis [Mark 1]





Question 46 :The eligibility of a stock or index for trading in Derivatives segment is based upon the criteria laid down by [Mark 1]





Question 47 :The final option exercise settlement in case of stock option is on _______ [Mark 2]





Question 48 :The exchange may consider introducing stock options and stock futures on a stock of a company which is coming out with IPO, at the time of listing, if net public offer is [Mark 3]





Question 49 :On the NSEs NEAT F and O system matching takes place at [Mark 1]





Question 50 :Fund settlement in the F and O segment of NSE takes place through [Mark 2]





Question 51 :Intrinsic value of an option can be negative [Mark 1]



Question 52 :The interest rate per annum is 11 percent, the value of r in Black Scholes equation [Mark 1]





Question 53 :Sigma in the Black Scholes equation is measure of [Mark 1]



Question 54 :The fair value of futures contract is calculated on the basis of [Mark 1]




Question 55 :ABC Ltd is trades in the spot market at the rate Rs 2510, Money can be invested at the rate 9 percent pa, the fair value of a one month futures contract on ABC would be [Mark 1]





Question 56 :Nifty index is used in _________ [Mark 2]





Question 57 :__________ is maintained by NSE to make good investor claims, which may arise out of non settlement of obligations by the trading member, who has been declared defaulter, in respect of trades executed on the Exchange [Mark 2]





Question 58 :Ask means the ________ [Mark 1]





Question 59 :Bid means the ________ [Mark 1]





Question 60 :Current price of ABC Ltd is Rs 272, If 250 strike call is quoted at Rs 60, What is the intrinsic value [Mark 2]