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DM Mock Test 04 

Mock Test  :  RMG Student Exclusive :        
Total Marks 60

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10/21/2017 10:50:59 AM

Total Questions  60

Pass Marks is 55%

Time Left : 00:00:00 Hrs


Question 1 :NSCCL offers settlement of funds through _______ clearing banks [Mark 1]

Question 2 :The closing price of the underlying index or security is its_______in the Capital Market segment of NSE [Marks 2]

Question 3 :Exchange Traded funds first came into existence in__________ [Marks 2]

Question 4 :SPDRs or Spiders which is an ETF is based on which index [Marks 3]

Question 5 :As per SEBI committee on derivatives minimum contract value shall not be less then ________ [Mark 1]

Question 6 :Most of the commonly followed stock market indices are of 2 types 1st Market capitalization weighted index 2nd Price weighted index Which of the following is or are true [Marks 3]

Question 7 :If Nifty contract size is 50 and suppose that index is in the all time high territory as well as market seems to be bullish A trading strategy is created the details of which are 1st Buy one Nifty 4900 Oct PA at the rate of Rs 70 to 75 levels and Sell two Nifty 4600 Oct PA at the rate of Rs 30 to 35 levels Which of the following is or are true [Marks 3]

Question 8 :The beta measures [Marks 2]

Question 9 :If the beta of any stock is not known then it is safe to assume it [Mark 1]

Question 10 :The beta of index is considered as [Mark 1]

Question 11 :The Beta of the portfolio is 1 the return on the portfolio tends to reflect the return on the market [Mark 1]

Question 12 :Ashok has a portfolio worth Rs 1 million which has a beta of 1 point 2 a complete hedge would be [Marks 3]

Question 13 :The first exchange that traded financial derivatives [Marks 2]

Question 14 :In the context of financial futures contract there will be different basis for each delivery month [Mark 1]

Question 15 :In a normal market the basis will be positive [Mark 1]

Question 16 :In the futures market at the end of each trading day the margin account adjusted to reflect the investors gain or loss depending upon the futures closing price This is called [Marks 2]

Question 17 :Maintenance Margin is somewhat lower then initial margin [Mark 1]

Question 18 :The amount that must be deposited in the margin account at the time a futures contract is first entered into is known as_____________ [Mark 1]

Question 19 :The amount of asset that has be delivered under one contract is known as contract size [Mark 1]

Question 20 :The last day on which the contract will be traded at the end of which it will cease to exist is called expiry date [Mark 1]

Question 21 :The period over which a contract trades is known as Contract cycle [Mark 1]

Question 22 :The index futures contracts on the NSE have __________ [Marks 2]

Question 23 :The relationship between futures prices and spot prices can be summarized in terms of ______ [Mark 1]

Question 24 :The person who is acknowledged as father of financial futures was__________ [Marks 2]

Question 25 :Immediate or cancel is an order which will automatically __________ in F and O segment of NSEIL [Marks 2]

Question 26 :To be eligible for options trading the market wide position limit in the stock should not be less than Rs______ [Mark 1]

Question 27 :The objective of NSCCL SPAN is to ______ [Marks 2]

Question 28 :An authorized person in the Futures and Options segment is _________ [Mark 1]

Question 29 :Margin in the F and O segment is computed by NSCCL up to ______ [Mark 1]

Question 30 :Which of the following factors affect the value of the option [Marks 3]

Question 31 :The complex calculations like pricing of options in SPAN are executed by ________ and results of these calculations are called _______ [Marks 3]

Question 32 :Corporate Actions can be broadly classified under_______ [Marks 2]

Question 33 :The option price is the _________ [Mark 1]

Question 34 :Necessary data inputs for margin calculations are provided to members daily in a file called the _______ [Marks 2]

Question 35 :SPAN has the ability to estimate risk for _________ [Mark 1]

Question 36 :Any adjustment for corporate actions is carried out on the ________on which security is traded on a _____ basis in the underlying equities market, after the close of ______________ [Marks 2]

Question 37 :The adjustments for corporate actions are carried out on all open exercised as well as assigned positions [Mark 1]

Question 38 :The SEBI Committee on derivatives has recommended that the exposure limits for brokers should be linked to the __________ [Mark 1]

Question 39 :Suppose the index spot is at 1000 and two-month futures trade at 1040 Suppose the transaction costs involved in placing an index trade are 0 point 25 percent and Index dividends over two months are 0 point 10 percent What is the net rate of return [Marks 3]

Question 40 :The securities transaction tax is eligible for rebate under section 88 E of Income tax Act [Mark 1]

Question 41 :Which of the following contracts are compulsorily settled on exercise date [Marks 3]

Question 42 :ABC Ltd is at Rs 405 in the spot market The cost of financing is 12 percent pa What is the fair value of two month futures on ABC [Marks 3]

Question 43 :Options have [Mark 1]

Question 44 :In April 1973 CBOE was set specifically for the purpose of trading [Mark 1]

Question 45 :At the balance sheet date, the balance in the initial margin equity index futures account should be shown separately under the head ________ [Marks 2]

Question 46 :The writer of an option has an obligation to sell or buy the asset if the buyer exercises on him [Mark 1]

Question 47 :The price specified in the options contract is known as the ______ [Mark 1]

Question 48 :Initial margin is collected to ______ [Marks 2]

Question 49 :______ are the options that can be exercised at any time upto the expiration date [Marks 2]

Question 50 :European options are options that can be exercised only on the expiration date itself [Mark 1]

Question 51 :_______ order allows the user to execute a contract as soon as it is entered into the system failing which the order is immediately cancelled from the system [Mark 1]

Question 52 :The date specified in the options contract is known as ________ [Marks 2]

Question 53 :For option which of the following is true [Mark 1]

Question 54 :A stock broker is allowed to buy, sell or deal in securities _______ [Marks 3]

Question 55 :Which of the following is or are true [Marks 2]

Question 56 :Option premium can be broken down into ______and time value [Mark 1]

Question 57 :Which of the following can not be an underlying for a financial derivative [Marks 2]

Question 58 :Assisting the client to arrange for margins is not a duty of a TM [Mark 1]

Question 59 :An option that is at the money has only ______ [Marks 2]

Question 60 :The intrinsic value of a call option is the amount the option is _______ [Marks 2]