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DM Mock Test 13 

Mock Test  :  RMG Student Exclusive :        
Total Marks 100

Please do not refersh or reload this page

5/22/2019 6:32:11 AM

Total Questions  60

Pass Marks is 55%

Time Left : 00:00:00 Hrs


Question 1 :Corporate Actions can be broadly classified under_____________ [Mark 2]

Question 2 :What is the outstanding position on which initial margin will be levied if no proprietary trading is done and the details of client trading are one client buys 2000 units at the rate of 1260 The second client buys 2000 units at the rate of Rs 1255 and sells 1000 units at the rate of Rs 1260 [Mark 2]

Question 3 :Which of the following factors affect the value of the option [Mark 2]

Question 4 :The market impact cost on a trade of Rs 5 million of the S and P CNX Nifty works out to be about 0 point 05 percent This means that if S and P CNX Nifty is at 4200 a buy order of that value will go through at a price of Rs _______ [Mark 2]

Question 5 :An authorized person in the Futures and Options segment is ___________ [Mark 2]

Question 6 :A stock is currently selling at Rs 50 The call option to buy the stock at Rs 45 costs Rs 9 What is the time value of the option [Mark 1]

Question 7 :The option price is the _______ [Mark 2]

Question 8 :On 15th January Raju bought a January Nifty futures contract which cost him Rs 334500 For this he had to pay an initial margin of Rs 31520 to his broker Each Nifty futures contract is for delivery of 100 Nifties On 25th January the index closed at 3360 How much profit and loss did he make [Mark 3]

Question 9 :Immediate or cancel is an order which will automatically __________ in F and O segment of NSEIL [Mark 3]

Question 10 :The initial margin amount is large enough to cover a one day loss that can be encountered on ______ percent of the days [Mark 2]

Question 11 :The futures price is __________ [Mark 2]

Question 12 :Index options on the S and P CNX Nifty can be exercised __________ [Mark 2]

Question 13 :The index futures contracts on the NSE have __________ [Mark 2]

Question 14 :A stock broker applies for registration to SEBI _________ [Mark 1]

Question 15 :The last day on which the contract will be traded, at the end of which it will cease to exist is called expiry date [Mark 1]

Question 16 :The NEAT F and O trading system [Mark 1]

Question 17 :The amount that must be deposited in the margin account at the time a futures contract is first entered into is known as___________ [Mark 1]

Question 18 :Which of the following is not the duty of the trading member [Mark 2]

Question 19 :In the futures market, at the end of each trading day, the margin account adjusted to reflect the investors gain or loss depending upon the futures closing price, This is called [Mark 1]

Question 20 :If the annual risk free rate is 10 percent then the r used in the Black Scholes formula should be [Mark 1]

Question 21 :In the context of financial futures contract, there will be different basis for each delivery month [Mark 1]

Question 22 :Assume that the base value of a market capitalization weighted index were 1000 and the base market capitalisation were Rs 35000 crore If the current market capitalisation is Rs 77000 crore the index is at Rs __________ [Mark 2]

Question 23 :Ashok has a portfolio worth Rs 1 million, which has a beta of 1 point 2 a complete hedge would be [Mark 3]

Question 24 :Which of the following is required for personnel working in the industry in order to dispense quality intermediation [Mark 1]

Question 25 :The beta of index is considered as [Mark 1]

Question 26 :The spot price of TISCO is Rs 2050 and the cost of financing is 10 percent What is the fair price of a one month futures contract on TISCO [Mark 3]

Question 27 :The beta measures [Mark 2]

Question 28 :Which of the following should be disclosed separately for long and short positions in respect of each series of equity index futures as of the balance sheet date [Mark 2]

Question 29 :SPDRs or Spiders, which is an ETF is based on which index [Mark 1]

Question 30 :Mr A sells a futures contract of Ms XYZ, Ltd Lot Size 1000 expiring on 29 Sep 2005 for Rs 300 and the spot price of the share is Rs 290 The securities transaction tax thereon would be [Mark 3]

Question 31 :The closing price of the underlying index or security is its ____________ in the Capital Market segment of NSE [Mark 3]

Question 32 :An authorised person in the Futures and Options segment is [Mark 1]

Question 33 :The Margining system in F and O segment is based on __________ committee recommendations [Mark 1]

Question 34 :The maximum brokerage chargeable by a trading member in relation to trades effected in the contracts admitted to dealing on the F and O segment of NSEIL is fixed at ______ of the contract value exclusive of statutory levies [Mark 1]

Question 35 :Which exchange was the first to start trading financial futures [Mark 2]

Question 36 :To be eligible for options trading the market wide position limit in the stock should not be less than Rs. ___________ [Mark 2]

Question 37 :In the option contract, the option lies with the ________ [Mark 1]

Question 38 :The most critical component of risk containment mechanism is the [Mark 1]

Question 39 :LEAPS having maturity upto_____years [Mark 1]

Question 40 :Every recognized stock exchange shall furnish copy of Annual Report to [Mark 1]

Question 41 :Derivative products initially emerged as hedging devices against fluctuations in the commodity prices [Mark 1]

Question 42 :For risk management by NSCCL which of the following is or are true [Mark 2]

Question 43 :Finance Act, No 2, 2004 has introduced_________ on all derivative transactions entered into in a recognized stock exchange [Mark 3]

Question 44 :Specification by NSCCL for the initial margin requirements for each derivative contract is on a _____________ [Mark 2]

Question 45 :In case of options, final exercise settlement is [Mark 1]

Question 46 :Participant may trade through multiple trading members but settle through a ___________ [Mark 1]

Question 47 :Currently, the contract size on NSEs futures market is ____ Nifties [Mark 1]

Question 48 :Which of the following can become the professional clearing member [Mark 1]

Question 49 :The rate of tax applicable on derivatives has been revised to ______ of the value of the taxable securities transaction by Finance Act, 2006 [Mark 3]

Question 50 :A clearing member who is not a trading member is known as _________ [Mark 1]

Question 51 :You have bought a portfolio of securities on the exchange, To eliminate the risk arising out of market, you should _____ [Mark 2]

Question 52 :VaR methodology seeks to measure the amount of value that a portfolio may stand to lose within a certain horizon time period due to potential changes in ________ [Mark 1]

Question 53 :Anuj sold ABC Ltd call with strike Rs 240 and this call option is costing him Rs 25, If the market lot size of ABC Ltd is 1200, what will be his pay-off if he purchase the call at Rs 30 [Mark 3]

Question 54 :Contract note is signed by the _____ [Mark 1]

Question 55 :F and O Segment has a Basket trading facility [Mark 1]

Question 56 :Sigma in Black Scholes equation is a measure of liquidity [Mark 1]

Question 57 :The maximum brokerage chargeable by a trading member in relation to trades affected in the contracts admitted to dealing on the F and O segment of NSEIL is fixed at ______ of the contract value, exclusive of statutory levies [Mark 2]

Question 58 :NSCCLs online position monitoring system monitors open position of _____________on a real time basis [Mark 1]

Question 59 :What is displayed in the NEAT Ticker Screen [Mark 3]

Question 60 :Which of the following should be disclosed separately for long and short positions in respect of each series of index futures as of the balance sheet date [Mark 1]