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CM Mock Test 02 

Mock Test  :  RMG Student Exclusive :        
Total Marks 100

Please do not refersh or reload this page

12/16/2017 12:31:00 PM

Total Questions  60
 

Pass Marks is 55%

Time Left : 00:00:00 Hrs

 


Question 1 :NEAT provides index basket trading facility in [Mark 2]





Question 2 :The user has to select the stocks from an index and allocate an amount to the total portfolio and the system allocates the amount in respective ratio as their Index weightage [Mark 1]



Question 3 :If a match is not found for an order then the orders are stored in the books as per the [Mark 3]





Question 4 :For buy SL orders the trigger price has to be [Mark 1]



Question 5 :For a sell SL orders the trigger price has to be [Mark 1]



Question 6 :Two trading members can negotiate a trade outside the exchange [Mark 1]



Question 7 :Who decides the order freeze limit for any particular share [Mark 2]





Question 8 :The market wide circuit breakers are triggered by movement of [Mark 1]




Question 9 :In case of a 10 percent movement of Sensex or Nifty there would be ____________ a if the movement takes place before 1 pm after 1 pm but before 30 pass 2 pm and after 30 pass 2 pm respectively [Mark 3]




Question 10 :In case of a 15 percent movement of either index there shall be ___________ a if the movement takes place after 1 pm but before 2 pm before 1 pm and on or after 2 pm respectively [Mark 3]




Question 11 :In case of a 20 percent movement of the index trading shall be halted for the remainder of the day [Mark 2]



Question 12 :No price bands are applicable on scrips on which derivative products are available or scrips included in indices on which derivative products are available [Mark 1]



Question 13 :What is the operating range for scrips which h has no price Band [Mark 2]





Question 14 :What is the price band available for Auction Market [Mark 3]





Question 15 :When entered an order in IOC [Mark 1]




Question 16 :An user enters order for 10000 shares of PQR and he discloses only 3000 in the disclosure box and how many total disclosures will shown to the market for this trade [Mark 3]




Question 17 :If for stop loss buy order the trigger is Rs 93 the limit price is Rs 95 and the market last traded price is Rs 90 then this order is released into the system once the market price reaches or exceeds [Mark 3]





Question 18 :A dealer can modify only the orders entered by [Mark 2]




Question 19 :A branch manager can modify orders of [Mark 2]




Question 20 :But the user is not allowed to cancel auction initiation and competitor orders in auction market [Mark 1]



Question 21 :If the selection is to be made on price priority which of the following orders is the best order [Mark 3]



Question 22 :If the selection is made on time priority which of the following orders is the best order [Mark 3]



Question 23 :Whenever a trade takes place the system sends a trade confirmation message to [Mark 2]




Question 24 :A trade can be requested for modification from Exchange with [Mark 1]



Question 25 :Auctions are initiated by the Exchange on behalf of trading members for settlement related reasons [Mark 1]



Question 26 :If the Exchange conducts a Buy In auction the trading embers entering sell orders are called [Mark 2]




Question 27 :Competitor period is the period during which competitor order entries are allowed It starts when the [Mark 1]




Question 28 :if the initiators order is a buy order then all the buy orders for that auction other than [Mark 1]



Question 29 :The Solicitor period for an auction starts after the end of [Mark 1]



Question 30 :Competitor period and solicitor period for any auction are set by [Mark 1]




Question 31 :The user is not allowed to modify any auction orders [Mark 1]



Question 32 :The user is not allowed to cancel any auction orders [Mark 1]



Question 33 :Order quantities in a Limited Physical Market should not exceed [Mark 2]





Question 34 :What can the corporate manager view in the Activity Log screen in the NEAT system [Mark 1]





Question 35 :The trade reports are downloaded in [Mark 2]




Question 36 :NSE launched internet trading in [Mark 2]




Question 37 :NSE dot IT launched the Wireless Application Protocol WAP in [Mark 2]




Question 38 :Which of the following activities the user can carry out during Open phase in the normal market on the NEAT system [Mark 1]





Question 39 :What is the purpose of Market Statistics report on the NEAT system [Mark 2]





Question 40 :x dot 25 address check is performed in the NEAT system when the user [Mark 3]





Question 41 :Orders in the Outstanding Orders screen in the NEAT system are displayed [Mark 1]





Question 42 :Order entry can be carried out in RETDEBT market by selecting ____________ in the book type field [Mark 1]





Question 43 :Auction is held in XYZ for 5000 shares and the closing price of XYZ on that day was Rs 155 and the last traded price of XYZ on that day was Rs 150 and the price of XYZ last Friday was Rs 151 and the previous days close price of XYZ was Rs 160 then what is the maximum allowable price at which the member can put a sell order in the auction for XYZ and The price band applicable for auction market is plus minus 20 percent [Mark 2]





Question 44 :Which of the following is true about trade cancellation in the NEAT system [Mark 1]





Question 45 :Which of the following is false about auctions in the NEAT system [Mark 1]





Question 46 :What is true about internet trades on NSEIL [Mark 3]





Question 47 :In Limited Physical market orders get matched when ____________ in the buy and sell order [Mark 2]





Question 48 :In India the settlement system followed for all securities are [Mark 2]




Question 49 :The depositories which provide electronic transfer of securities in India are [Mark 1]




Question 50 :As per the existing clearing system the pay in and pay out of securities is effected on [Mark 2]




Question 51 :As per the current clearing system the pay in and pay out of funds as well as securities take place in [Mark 2]





Question 52 :Who determines the funds or securities obligations of the trading members and ensures that trading members meet their obligations [Mark 1]




Question 53 :NSCCL becomes the legal counterparty to the net settlement obligations of every member This principle is called [Mark 1]




Question 54 :NSCCL has got decretory power to cut off trading and initiates recovery from any trading member in case of any default by them [Mark 1]



Question 55 :The two main entities which completes the settlement cycle in NSE are [Mark 1]




Question 56 :Which of the following is not the core processes involved in the settlement process [Mark 2]





Question 57 :Who monitors the comprehensive risk management system for proper settlement process [Mark 1]




Question 58 :The NSCCL is responsible for post trade activities [Mark 1]



Question 59 :Obligations determined by the NSCCL are settled by [Mark 1]




Question 60 :Who acts as a custodian in NSCCL [Mark 2]