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CM Mock Test 19 

Mock Test  :  RMG Student Exclusive :        
Total Marks 100

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5/22/2019 5:51:17 AM

Total Questions  60

Pass Marks is 55%

Time Left : 00:00:00 Hrs


Question 1 :The orders with __________ attribute disclose only a part of the total order quantity to the market [Mark 1]

Question 2 :If a match is not found for an order then the orders are stored in the books as per the [Mark 3]

Question 3 :Who acts as a custodian in NSCCL [Mark 2]

Question 4 :The pre set Market price protection percentage is by default set to _____ of the LTP [Mark 2]

Question 5 :Two trading members can negotiate a trade outside the exchange [Mark 1]

Question 6 :Main advantages of Automated Trading System is or are [Mark 2]

Question 7 :A trading member on the NSE has set the branch order value unlimited for his Chennai branch and Rs 800 lakh for Kolkata branch and Chennai branch has two users X and Y with user order limits of Rs 550 lakh and Rs 500 lakh respectively and Kolkata branch has one user Z with user order value limit of Rs 550 lakh and The member applies for a new user at Kolkata What is the maximum user order value that can be set for the new user [Mark 3]

Question 8 :In case of a 10 percent movement of Sensex or Nifty there would be ____________ a if the movement takes place before 1 pm after 1 pm but before 30 pass 2 pm and after 30 pass 2 pm respectively [Mark 3]

Question 9 :Limit orders are [Mark 3]

Question 10 :Rahul is supposed to receive Rs 100000 from Chandra after 3 years If the interest rate is 8 percent what is the present value of the amount due from Chandra [Mark 2]

Question 11 :No price bands are applicable on scrips on which derivative products are available or scrips included in indices on which derivative products are available [Mark 1]

Question 12 :The Capital Market system has four types of market [Mark 3]

Question 13 :In NSCCL a _________ is a clearing member but not a trading member [Mark 2]

Question 14 :When entered an order in IOC [Mark 1]

Question 15 :The facility to set Branch Order Value Limits and User Order Value Limits is available to [Mark 2]

Question 16 :NSCCL becomes the legal counterparty to the net settlement obligations of every member This principle is called [Mark 2]

Question 17 :A dealer can modify only the orders entered by [Mark 2]

Question 18 :Termed assigned to users at the lower most level of the hierarchy [Mark 2]

Question 19 :If a client buys shares worth Rs 100000 and sells shares worth Rs 100000 through a stock broker then the maximum brokerage payable is [Mark 3]

Question 20 :If the selection is to be made on price priority which of the following orders is the best order [Mark 3]

Question 21 :On starting NEAT application which of the following is not shown in the logon screen [Mark 3]

Question 22 :A trading member shall be deemed guilty of un businesslike conduct for any of the following or similar acts or omissions namely [Mark 2]

Question 23 :A trade can be requested for modification from Exchange with [Mark 1]

Question 24 :Activities allowed during Open Phase are [Mark 3]

Question 25 :What does P indicate as a status in the Auction Inquiry screen in the NEAT system [Mark 1]

Question 26 :Competitor period is the period during which competitor order entries are allowed It starts when the [Mark 1]

Question 27 :An user can log in with his ID from any location in India [Mark 1]

Question 28 :The Message Window in the NEAT system allows a user to view messages broadcast by the Exchange such as [Mark 2]

Question 29 :Competitor period and solicitor period for any auction are set by [Mark 1]

Question 30 :Which of the following is not the index displayed in NEAT [Mark 2]

Question 31 :The branch manager receives End of Day reports for [Mark 2]

Question 32 :Order quantities in a Limited Physical Market should not exceed [Mark 2]

Question 33 :Feature that is normally used for information on securities that are not already set in the Market Watch window is taken through [Mark 1]

Question 34 :In case the security has not been traded on a particular day _______ at the NSE is to be considered as the closing price [Mark 2]

Question 35 :NSE launched internet trading in [Mark 1]

Question 36 :XD means [Mark 1]

Question 37 :NSE has implemented __________ in compulsory rolling settlement with effect from July 02 2001 [Mark 2]

Question 38 :What is the purpose of Market Statistics report on the NEAT system [Mark 2]

Question 39 :NSCCL pays out demat securities to the members in the _____________ from where these are transferred to the ___________ of the members [Mark 1]

Question 40 :The clients introduced by an authorized person to a trading member would be required to deliver securities and make payments directly in the trade name of the trading member True or False [Mark 1]

Question 41 :Order entry can be carried out in RETDEBT market by selecting ____________ in the book type field [Mark 1]

Question 42 :Window that displays security wise information to users for own trades[Mark 1]

Question 43 :Securities Delivered Statement, This statement provides information on [Mark 1]

Question 44 :Which of the following is false about auctions in the NEAT system [Mark 1]

Question 45 :Window that displays all the activities that have been performed on any order belonging to that user is known as [Mark 1]

Question 46 :No payment for transaction in which a Trading Member is taking position as a principal will be allowed to be made from the clients account [Mark 2]

Question 47 :In India the settlement system followed for all securities are [Mark 1]

Question 48 :The screen that allows the users to view the auction activities for the current trading day is called [Mark 1]

Question 49 :assumes the counter party risk of each member and guarantees financial settlement [Mark 2]

Question 50 :As per the current clearing system the pay in and pay out of funds as well as securities take place in [Mark 2]

Question 51 :Nifty shown in dollor terms is called [Mark 1]

Question 52 :Where a recognized stock exchange acting in pursuance of any power given to it by its bye laws refuses to list the securities of any company the company shall be entitled to be furnished with reasons for such refusal and the company may appeal to the _____________ against such refusal [Mark 1]

Question 53 :NSCCL has got decretory power to cut off trading and initiates recovery from any trading member in case of any default by them [Mark 1]

Question 54 :During online Backup the system generates two ASCII files namely [Mark 3]

Question 55 :At the end of the trade cycle the trades are _________ to determine the obligations of the trading members to deliver securities or funds as per settlement schedule [Mark 1]

Question 56 :Who monitors the comprehensive risk management system for proper settlement process [Mark 1]

Question 57 :If you wish to square up your position in a basket portfolio you will [Mark 1]

Question 58 :The stamp duty on transfer of demat securities has been waived [Mark 1]

Question 59 :The corporate manager can also authorize a branch with unlimited order entry by [Mark 1]

Question 60 :NEAT provides index basket trading facility in [Mark 1]