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CM Mock Test 15 

Mock Test  :  RMG Student Exclusive :        
Total Marks 100

Please do not refersh or reload this page

5/22/2019 5:54:48 AM

Total Questions  60

Pass Marks is 55%

Time Left : 00:00:00 Hrs


Question 1 :How many depositories are there in India [Mark 1]

Question 2 :NEAT provides index basket trading facility in [Mark 2]

Question 3 :Nation wide on line fully automated screen based trading system introduced by NSE is called [Mark 2]

Question 4 :A copy of an advertisement has to be submitted by a trading member to NSE [Mark 3]

Question 5 :For buy SL orders the trigger price has to be [Mark 1]

Question 6 :NSE has main computer which is connected through Very Small Aperture Terminal installed at its office known as [Mark 2]

Question 7 :Which of the following statements is FALSE about the NEAT system [Mark 3]

Question 8 :Who decides the order freeze limit for any particular share [Mark 2]

Question 9 :The system that supports an order driven market in NSE is known as [Mark 2]

Question 10 :Contract note is signed by the [Mark 2]

Question 11 :In case of a 15 percent movement of either index there shall be ___________ a if the movement takes place after 1 pm but before 2 pm before 1 pm and on or after 2 pm respectively [Mark 3]

Question 12 :NEAT user who receives the End of Day reports for all branches of the trading member is termed as [Mark 2]

Question 13 :A client shall make payment for securities purchased to the trading member [Mark 1]

Question 14 :What is the operating range for scrips which h has no price Band [Mark 2]

Question 15 :Person who can set user order value limit is termed as [Mark 1]

Question 16 :Which of the following is not true about Mark to Market Margin? [Mark 2]

Question 17 :An user enters order for 10000 shares of PQR and he discloses only 3000 in the disclosure box and how many total disclosures will shown to the market for this trade [Mark 3]

Question 18 :Activities that a Trading member can carry out in NEAT before the market opens for trading is [Mark 2]

Question 19 :Which is the settlement system followed by NSCCL with effect from April 1 2003 [Mark 2]

Question 20 :A branch manager can modify orders of [Mark 2]

Question 21 :When the market closes and no further orders are accepted and but the user is permitted to perform activities like [Mark 1]

Question 22 :The alphabet E in the ISIN Number series denotes securities issued by [Mark 1]

Question 23 :If the selection is made on time priority which of the following orders is the best order [Mark 3]

Question 24 :Each trading member can have more than one user [Mark 1]

Question 25 :While computing margins institutional deals are excluded [Mark 1]

Question 26 :Auctions are initiated by the Exchange on behalf of trading members for settlement related reasons [Mark 1]

Question 27 :On invoking the log off screen the following options are displayed to the user [Mark 1]

Question 28 :Additional Base Capital Can be brought in form of Cash and Fixed Deposit Receipts and Bank Guarantee and Approved securities in demat and Government Securities The haircut for the Government Securities in this will be [Mark 1]

Question 29 :if the initiators order is a buy order then all the buy orders for that auction other than [Mark 1]

Question 30 :The screen that displays trading information for the selected securities is known as [Mark 1]

Question 31 :The value of the advance early pay in made is reduced from the cumulative net outstanding position of the member for the purpose of calculating gross exposure [Mark 1]

Question 32 :The user is not allowed to modify any auction orders [Mark 1]

Question 33 :A user can set 500 securities in the market watch [Mark 1]

Question 34 :Gross intra day turnover of a member shall not exceed [Mark 2]

Question 35 :What can the corporate manager view in the Activity Log screen in the NEAT system [Mark 2]

Question 36 :As per the provisions of SEBI Prohibition of Insider Trading regulations any person who holds more than __________ shares or voting rights in any listed company shall make such disclosure to the company [Mark 1]

Question 37 :Margin Required in Group I stocks is [Mark 2]

Question 38 :NSE dot IT launched the Wireless Application Protocol WAP in [Mark 2]

Question 39 :The purpose of Market By Price is to enable the user to view [Mark 3]

Question 40 :Which stock can be termed as Group 1 stock [Mark 3]

Question 41 :x dot 25 address check is performed in the NEAT system when the user [Mark 3]

Question 42 :Trade cancellation and Trade modification can be requested from the Previous Trade screen [Mark 1]

Question 43 :A trading member exceeds Gross Exposure or Turnover Violation for Rs 6 lacs what is the penalty point awarded to them [Mark 3]

Question 44 :Auction is held in XYZ for 5000 shares and the closing price of XYZ on that day was Rs 155 and the last traded price of XYZ on that day was Rs 150 and the price of XYZ last Friday was Rs 151 and the previous days close price of XYZ was Rs 160 then what is the maximum allowable price at which the member can put a sell order in the auction for XYZ and The price band applicable for auction market is plus minus 20 percent [Mark 2]

Question 45 :An user can access Activity Log window in inquiry mode [Mark 1]

Question 46 :Can a stock Exchange directly deliver securities to the investors accounts on both the depositories [Mark 1]

Question 47 :What is true about internet trades on NSEIL [Mark 3]

Question 48 :NEAT has a screen which allows the user to setup his own portfolio [Mark 1]

Question 49 :Settlement Auction is done in [Mark 2]

Question 50 :The depositories which provide electronic transfer of securities in India are [Mark 1]

Question 51 :Nifty Midcap Index has got [Mark 2]

Question 52 :On the securities pay in day delivering members are required to bring in [Mark 1]

Question 53 :Who determines the funds or securities obligations of the trading members and ensures that trading members meet their obligations [Mark 1]

Question 54 :Dealer is not required to fill amount in Basket Trading [Mark 1]

Question 55 :A PCM has also got trading rights along with clearing rights [Mark 1]

Question 56 :The two main entities which completes the settlement cycle in NSE are [Mark 1]

Question 57 :Buyback of securities from the open Market from the secondary Market is permitted [Mark 1]

Question 58 :NSCCL advises depository to credit pool account of custodians CMs and debit its account this process is called [Mark 1]

Question 59 :The NSCCL is responsible for post trade activities [Mark 1]

Question 60 :The default output file generated for showing the Users Net position backup is stored as [Mark 2]