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AMFI Mock Test 04 

Mock Test  :  RMG Student Exclusive :        
Total Marks 100

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5/22/2019 6:12:11 AM

Total Questions  72

Pass Marks is 55%

Time Left : 00:00:00 Hrs


Question 1 :Who among the following works with the client on his overall financial situation [Mark 1]

Question 2 :Risk tolerance is [Mark 1]

Question 3 :Investors who acquire sudden wealth [Mark 1]

Question 4 :Which of the following is not a sudden wealth surge [Mark 1]

Question 5 :An investor in reaping phase is looking forward to [Mark 1]

Question 6 :To maximize returns on investment an investor should [Mark 3]

Question 7 :A client should redeem his mutual fund investments when [Mark 1]

Question 8 :The basis of genuine investment advice should be [Mark 1]

Question 9 :Financial planners and their clients should focus on [Mark 2]

Question 10 :Adhering to a code of conduct means [Mark 1]

Question 11 :Insider trading means [Mark 2]

Question 12 :Compliance reports on personal trading of employees should be given to SEBI [Mark 1]

Question 13 :Personal trading by fund employees [Mark 1]

Question 14 :If one invests a fixed amount regularly over a long time [Mark 2]

Question 15 :A money market fund is a [Mark 1]

Question 16 :Flexible asset allocation means [Mark 2]

Question 17 :The rate of interest paid by a company on debentures issued by it depends on [Mark 1]

Question 18 :Which of the following is untrue for Public Provident Fund schemes [Mark 2]

Question 19 :Which of the following investment products do not give guarantee for return or capital [Mark 1]

Question 20 :Which of the following debt investments is not rated [Mark 1]

Question 21 :Investing through mutual fund is a better option than investing directly in the stock market because [Mark 2]

Question 22 :A sector fund is a [Mark 1]

Question 23 :Which of on the following funds would a risk averse investor choose [Mark 2]

Question 24 :A retired person generally needs a greater proportion of [Mark 1]

Question 25 :A high proportion of investment in income funds is required by [Mark 1]

Question 26 :One of the most effective ways to invest through mutual fund is to [Mark 1]

Question 27 :Which of the following is not a step to develop a model portfolio [Mark 2]

Question 28 :An ideal money market mutual fund must have [Mark 1]

Question 29 :The differentiating factor among debt funds of comparable maturity and quality is [Mark 2]

Question 30 :Ownership of a mutual fund is [Mark 1]

Question 31 :Which among the following is true [Mark 1]

Question 32 :Which of the following is not a correct statement [Mark 2]

Question 33 :When you invest in an open ended fund, which of the following decisions is taken by you [Mark 1]

Question 34 :Assets under management of the Indian mutual fund industry at the end of 2004 to 2005 were close to [Mark 3]

Question 35 :The most important attribute of a money market fund is [Mark 1]

Question 36 :Index funds can be described as [Mark 1]

Question 37 :Which of the following is not likely to be a diversified equity fund [Mark 1]

Question 38 :Which is an incorrect statement [Mark 2]

Question 39 :The structure which is required to be followed by mutual funds in India is laid down by [Mark 2]

Question 40 :The AMC of a fund cannot [Mark 1]

Question 41 :Which of the following requires high court approval [Mark 1]

Question 42 :SEBI was constituted [Mark 2]

Question 43 :A self regulatory organization can [Mark 1]

Question 44 :Investors cannot [Mark 1]

Question 45 :Unit holders can get complaint redressal from [Mark 1]

Question 46 :Investors are entitled to receive dividends [Mark 2]

Question 47 :Asset management companies are also answerable to [Mark 1]

Question 48 :The legal responsibility for the offer document lies with [Mark 1]

Question 49 :The fact that a sponsor guarantees the assured return in a scheme should be disclosed in [Mark 2]

Question 50 :On launch a scheme issues [Mark 1]

Question 51 :Due diligence certificate is normally signed by the [Mark 1]

Question 52 :The key information memorandum should always be appended to [Mark 2]

Question 53 :The most comprehensive definition of a mutual fund scheme is contained in [Mark 1]

Question 54 :Where can a fund distributor find out the list of investors who are eligible to invest in a scheme [Mark 2]

Question 55 :To sell funds effectively an agent should not [Mark 1]

Question 56 :As at 2004 maximum ARNs were held by [Mark 3]

Question 57 :The terms of appointment of a broker by a fund [Mark 2]

Question 58 :When computing NAV of a fund SEBI stipulates accrual of major expenses to be accounted [Mark 1]

Question 59 :For a close ended fund the repurchase price should not be lower than [Mark 2]

Question 60 :If the average assets of an debt scheme is Rs 500 crore then the maximum amount of annual recurring expenses chargeable as per SEBI guidelines is [Mark 3]

Question 61 :Profit and loss on sale of securities is to be calculated based in [Mark 1]

Question 62 :A purchase or sale of a security is recognized in the books on [Mark 2]

Question 63 :Section 10 sub section 35 of the IT act applies to dividends paid to [Mark 1]

Question 64 :SWP is ideal for investors who [Mark 1]

Question 65 :In case of joint holding redemption amount is paid to [Mark 1]

Question 66 :The drawback of an ordinary share is [Mark 1]

Question 67 :Dividend yield for a stock is [Mark 1]

Question 68 :The additional yield required to account for the risk of default by the borrower is known as [Mark 1]

Question 69 :As per SEBI norms a funds investments in an unrated debt offering of anyone company is allowed up to [Mark 1]

Question 70 :What is the limitation of change in NAV method [Mark 1]

Question 71 :Income ratio is more suitable for evaluating the performance of [Mark 1]

Question 72 :Portfolio turnover rate refers to [Mark 1]