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AMFI Mock Test 20 

Mock Test  :  RMG Student Exclusive :        
Total Marks 100

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10/21/2017 10:52:47 AM

Total Questions  72

Pass Marks is 55%

Time Left : 00:00:00 Hrs


Question 1 :Which of the following is not a case of sudden wealth surge stage [Mark 1]

Question 2 :Which of the following is not a step to develop a model portfolio for an investor [Mark 1]

Question 3 :A steady holding of investments in an equity funds portfolio indicates [Mark 1]

Question 4 :An ideal money market mutual fund must have [Mark 1]

Question 5 :An investor asks you in what order he should list the following schemes, going from the scheme with the least risk to the one with the highest risk 1 Balanced Fund, 2 A Stock Index Fund, 3 A Liquid Fund, 4 An IT Sector Fund [Mark 2]

Question 6 :Which is a better investment option while selecting an equity fund [Mark 3]

Question 7 :Sharpe and Treynor Ratios are measures of [Mark 1]

Question 8 :Short Term bond funds are [Mark 2]

Question 9 :Investor of bank deposit is called [Mark 1]

Question 10 :The power of compounding IS best realized by Investing in [Mark 2]

Question 11 :Which of the following factors play vital role for asset allocation of any investor [Mark 2]

Question 12 :Tracking error is a measure of performance in case of [Mark 1]

Question 13 :How many scripts does Nifty constitute of [Mark 1]

Question 14 :The choice of an appropriate benchmark for evaluating a funds performance depends on [Mark 1]

Question 15 :Analyst of Finance and operations are called [Mark 1]

Question 16 :In mutual fund investors subscriptions are accounted for as [Mark 1]

Question 17 :YTM can also be defined as bonds [Mark 1]

Question 18 :In UK the mutual funds are structured as [Mark 2]

Question 19 :Which of the following are the constituents of the mutual fund in USA [Mark 2]

Question 20 :The minimum contribution of the sponsor to the net worth of the AMC is [Mark 2]

Question 21 :The agreement the trustees are required to make with the AMC is known as [Mark 2]

Question 22 :the trustee is the ___________ of the unit holders funds and assets [Mark 1]

Question 23 :Which of the following is true with respect to the net worth requirement of the AMC [Mark 2]

Question 24 :As per the SEBI mandate minimum how many directors of the board of directors of the AMC are required to be independent [Mark 1]

Question 25 :Which of the following entities is responsible for issuing and redeeming units [Mark 1]

Question 26 :The acquisition of Zurich mutual fund by HDFC is the example of [Mark 1]

Question 27 :Which of the following is true with respect to the merger of two AMCs [Mark 2]

Question 28 :The each days NAV of the scheme should be updated on the website of [Mark 1]

Question 29 :The money market mutual funds are regulated by [Mark 1]

Question 30 :AMCs are registered under [Mark 2]

Question 31 :The unit holders are entitled to receive dividend warrants within [Mark 1]

Question 32 :Which of the following is an SRO [Mark 1]

Question 33 :The status of old UTI assured return schemes is [Mark 2]

Question 34 :Which of the following schemes do not exist in India [Mark 1]

Question 35 :Which of the following is or are true with respect to the offer document [Mark 1]

Question 36 :An investor can get an updated offer document from [Mark 1]

Question 37 :Which of the following is not the standard risk factor pertaining to a scheme [Mark 2]

Question 38 :The disclosures are to be made in offer document if the scheme has invested more than _______ percent of its net assets in associate group companies [Mark 1]

Question 39 :Which of the following information is not published on the cover page of the offer document [Mark 1]

Question 40 :All distributors selling the mutual funds are required to take [Mark 1]

Question 41 :As on March 31 2005 how many candidates passed the AMFI certification test [Mark 2]

Question 42 :The fund can charge the initial issue expenses including the brokerage to the maximum of [Mark 1]

Question 43 :The compounded annualized yields can be advertised if the scheme has been in existence for [Mark 1]

Question 44 :The distributor will execute every transaction on behalf of the customer, in case of any error [Mark 1]

Question 45 :For whom of the following AMFI certification is mandatory [Mark 1]

Question 46 :The closed end schemes, which are not mandatory listed on the stock exchange, should publish their NAV at [Mark 1]

Question 47 :For all the schemes except the liquid schemes the cut off time is [Mark 1]

Question 48 :NAV of the scheme is RS 20 applicable entry load is 2 point 5 percent, the minimum repurchase price should be Rs ____ [Mark 3]

Question 49 :The fund with the weekly average net assets of Rs 500 crore can charge investment management and advisory fees of Rs _____ [Mark 2]

Question 50 :Which of the following expense is not charged to the scheme [Mark 1]

Question 51 :The average net assets of a fund of fund is RS 1000 crore, the maximum total expenses charged by it is [Mark 3]

Question 52 :Within 6 months of the closure of the accounting year the fund shall [Mark 1]

Question 53 :An asset shall be classified as non performing if the interest and or principal amount have not been received for [Mark 1]

Question 54 :When a security is not traded on any stock exchange for 30 days prior to the valuation date, is becomes [Mark 1]

Question 55 :If a debt security is not traded on valuation day, the earliest previous day on which it was traded is considered but this date should not be more than [Mark 2]

Question 56 :A debt scheme can invest in the rated debt instrument of a single issuer up the maximum of [Mark 1]

Question 57 :If an investor has purchased 100 units of mutual fund at RS 12, he receives the dividend of RS 2 and reinvests the same at predividend NAV of RS 16 at the end he sells Rs 16, the return earned by him is [Mark 2]

Question 58 :At what interest rate RS 100 will become RS 150 after 2 years [Mark 1]

Question 59 :To track the performance of long term securities, the index that can be used is [Mark 1]

Question 60 :How many debt indices does CRISIL have [Mark 1]

Question 61 :The inter scheme transfers can be done by the mutual fund if [Mark 1]

Question 62 :For which of the following fund choice of benchmark is easier [Mark 1]

Question 63 :In India, besides NSE, who else has also developed the T bill index [Mark 1]

Question 64 :Which of the following is correct for the financial planning exercise [Mark 2]

Question 65 :A salaried executive in late fifties who is planning to retire at 60 years of age, his wealth cycle stage is [Mark 1]

Question 66 :The Treynors ratio divides risk premium by [Mark 1]

Question 67 :A portfolio turnover of 200 percent implies that [Mark 2]

Question 68 :Calculate the current yield on a G Sec with at par value of Rs 1000, coupon of 10 point 5 percent and market price of Rs 1075 [Mark 3]

Question 69 :Cyclical stocks command [Mark 1]

Question 70 :Passive mutual funds are expected to [Mark 2]

Question 71 :An accurate measure of the sensitivity of a debt portfolio to changes in interest rate is the [Mark 1]

Question 72 :The duration of a coupon bearing bond is [Mark 1]