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AMFI Mock Test 18 

Mock Test  :  RMG Student Exclusive :        
Total Marks 100

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12/16/2017 12:42:27 PM

Total Questions  72
 

Pass Marks is 55%

Time Left : 00:00:00 Hrs

 


Question 1 :Which of the following will affect the NAV of a fund [Mark 2]





Question 2 :For a valid application received after the cut off time the NAV, which will form the basis would be of [Mark 1]





Question 3 :NAV of the scheme is RS 20 applicable entry load is 2 point 5 percent, the minimum repurchase price should be Rs _____ [Mark 2]





Question 4 :In legal parlance the investors or the unit holders in a Mutual Fund are [Mark 1]





Question 5 :In case of fund of funds the total expenses including the management fees can not exceed [Mark 3]





Question 6 :The amount required to buy 100 units of a scheme having an entry load of 1 point 5 percent and NAV of RS 20 [Mark 1]





Question 7 :An open ended scheme should meet the sales, marketing and other such expenses connected with sales and distribution charges from [Mark 1]





Question 8 :If each item of expenditure exceed ___ percent of the total expenses, it should be disclosed in the accounts [Mark 1]





Question 9 :The unit linked insurance plan was launched in [Mark 1]





Question 10 :The first diversified equity investment master share was launched in [Mark 1]





Question 11 :The first Indian offshore fund was launched in which of the following phase [Mark 2]





Question 12 :During which of the following phase LIC Mutual Fund was launched [Mark 1]





Question 13 :Which of the following is not under the regulations of SEBI [Mark 1]





Question 14 :Securities Exchange Commission is [Mark 3]





Question 15 :As at the end of March 2006 there were [Mark 1]





Question 16 :Which of the following is not an initial issue expense [Mark 2]





Question 17 :No load fund does not charge [Mark 1]





Question 18 :The debt fund that invests in the securities of a particular sector or industry is known as [Mark 2]





Question 19 :Which of the following fund invests in less researched or speculative shares [Mark 1]





Question 20 :Which of the following fund does not exist in India [Mark 2]





Question 21 :Gold funds can invest in [Mark 2]





Question 22 :After the acquisition of the AMC which of the following documents are required to be revised [Mark 2]





Question 23 :The acquisition of Kothari Pioneer by Himachal Futuristic is the example of [Mark 2]





Question 24 :To sell mutual funds all distributors as required to be registered with [Mark 1]





Question 25 :Which of the following entities is responsible for issuing and redeeming units [Mark 1]





Question 26 :Which of the following is or are true with respect to the SEBI [Mark 2]





Question 27 :The liquid funds can no longer invest in [Mark 1]





Question 28 :AMCs are registered under [Mark 1]





Question 29 :The primary legal interface for all AMCs is the [Mark 1]





Question 30 :The investors can ask the trustees to wind up the schemes prior to its earlier fixed duration and repay the investors, if [Mark 3]





Question 31 :If the investor fails to claim the dividend, he can claim the same at the prevailing NAV till [Mark 1]





Question 32 :For initial offers in case of open end schemes, the investors have aright to expect allotment of units and dispatch of account statements to be completed within [Mark 1]





Question 33 :Which of the following is an SRO [Mark 1]





Question 34 :AMFI was incorporated in the year [Mark 1]





Question 35 :Offer Document issued for the launch of the new scheme is valid for a period of [Mark 1]





Question 36 :In USA the offer document is known as [Mark 1]





Question 37 :Which of the following statements is or are true [Mark 1]





Question 38 :Which of the following is not the standard risk factor pertaining to a scheme [Mark 1]





Question 39 :For an open end fund the policy for the illiquid assets must be disclosed if it exceeds [Mark 2]





Question 40 :The disclosures are to be made in offer document if the scheme has invested more than __________ percent of its net assets in associate group companies [Mark 1]





Question 41 :Which of the following can not invest in Indian mutual funds [Mark 1]





Question 42 :All distributors selling the mutual funds are required to take [Mark 1]





Question 43 :In case the distributors commission paid by the fund results in overall distribution expenses exceeding the rate specified in OD, the excess distribution expenses are to be borne by [Mark 1]





Question 44 :The compounded annualized yields can be advertised if the scheme has been in existence for [Mark 2]





Question 45 :While doing the valuation for the non traded securities, which of the following will make capitalized earnings zero [Mark 2]





Question 46 :The applicable tax rate on long term capital gain without the benefit of indexation is [Mark 1]





Question 47 :Under section 80C an HUF is entitled to the deduction up to [Mark 1]





Question 48 :Redemption proceeds to the NRI investors is credited to their [Mark 1]





Question 49 :The mode of payment for subscribing mutual funds can be [Mark 1]





Question 50 :Which of the following is not true with respect to the SWP [Mark 2]





Question 51 :For providing the cheque writing facility the fund should have the approval of [Mark 1]





Question 52 :SEBI regulations require funds to send annual financial statements to unit holders within ___________ months of the close of accounting year [Mark 1]





Question 53 :Which of the following shares entitle the holder to dividends at a fixed rate [Mark 1]





Question 54 :Which of the following can be called as option on stock [Mark 1]





Question 55 :Treasury bills are available in the maturity of [Mark 1]





Question 56 :If the current yield of a bond is 10 percent and the coupon rate of the bond is 8 percent, price of the bond should be Rs ________ [Mark 2]





Question 57 :The yield curve is usually [Mark 1]





Question 58 :Which of the following debt has high risk associated with it [Mark 1]





Question 59 :A higher dividend payout ratio indicated that [Mark 3]





Question 60 :During which year the mutual funds were allowed to trade in derivative markets [Mark 1]





Question 61 :Debentures are issued by [Mark 2]





Question 62 :Yield spread of the high rated bond will be [Mark 1]





Question 63 :As per SEBI regulations the minimum number of investors required in a scheme is [Mark 1]





Question 64 :The minimum maturity of the PSU bonds is [Mark 1]





Question 65 :If an investor has purchased the units of mutual fund at RS 12 and sells at Rs 18 after 9 months, the annualized return earned by him is [Mark 2]





Question 66 :At what interest rate RS 100 will become RS 150 after 2 years [Mark 2]





Question 67 :If an investor has purchased 100 units of mutual fund at RS 12, he receives the dividend of RS 2 and reinvests the same at pre dividend NAV of RS 16 at the end he sells Rs 16, the return earned by him is [Mark 2]





Question 68 :Which of the following is the suitable benchmark for the equity growth fund [Mark 1]





Question 69 :A wealth preserving affluent investor is likely to invest in [Mark 1]





Question 70 :As per Bogle, asset allocation for younger investors in distribution phase should be [Mark 2]





Question 71 :A closed end mutual fund has a fixed [Mark 1]





Question 72 :The agreement the trustees are required to make with the AMC is known as [Mark 1]