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AMFI Mock Test 17 

Mock Test  :  RMG Student Exclusive :        
Total Marks 100

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5/22/2019 5:35:12 AM

Total Questions  72

Pass Marks is 55%

Time Left : 00:00:00 Hrs


Question 1 :SEBI requires the offer document of an open end fund to be revised every [Mark 1]

Question 2 :The most important source of information for any prospective investor in Mutual Fund is [Mark 2]

Question 3 :Fundamental attributes are the essence of the scheme and include [Mark 3]

Question 4 :An investor who invests in units of a mutual fund without studying the information contained in the offer document cannot subsequently hold the fund responsible for loss [Mark 1]

Question 5 :Offer document is [Mark 1]

Question 6 :SEBI does not approve or disapprove anything contained in the offer document [Mark 1]

Question 7 :The front page of the Offer Document provides information about [Mark 2]

Question 8 :Who takes the legal responsibility for the accuracy of the statements made in the offer document [Mark 1]

Question 9 :If the schemes name implies that it will invest primarily in a particular type of security or in certain industry or industries, then its policy should be to invest at least ________ of the value of its total assets in the indicated type of security or industry [Mark 2]

Question 10 :For open end schemes, if illiquid assets are likely to be more than ________ of net assets, then the policy with respect to such assets must be disclosed [Mark 1]

Question 11 :Which of the following are or is the advantages of Mutual Fund [Mark 1]

Question 12 :Uniform set of standards for advertising have been developed by [Mark 1]

Question 13 :Under the uniform set of standards of advertisements [Mark 3]

Question 14 :Under the uniform code of advertisement [Mark 2]

Question 15 :Which of the following is not the Standard Risk Factors [Mark 2]

Question 16 :Which of the following is not the scheme specific risk factor [Mark 2]

Question 17 :Corporate bonds in a mutual fund portfolio are valued using [Mark 1]

Question 18 :Who among the following works with the client on his overall financial situation [Mark 1]

Question 19 :In case of joint holding redemption proceeds are paid to [Mark 2]

Question 20 :Investors who acquire sudden wealth [Mark 1]

Question 21 :An investors account statement shows [Mark 1]

Question 22 :An investor in reaping phase is looking forward to [Mark 1]

Question 23 :Which is not correct about automatic reinvestment plan [Mark 1]

Question 24 :A client should redeem his mutual fund investments when [Mark 1]

Question 25 :A systematic withdrawal plan is ideal for [Mark 1]

Question 26 :Financial planners and their clients should focus on [Mark 1]

Question 27 :The price to earnings ratio is calculated using [Mark 1]

Question 28 :Adhering to a code of conduct means [Mark 1]

Question 29 :Which of the following is true for value stocks [Mark 1]

Question 30 :Compliance reports on personal trading of employees should be given to SEBI [Mark 1]

Question 31 :Which of these is not used in technical analysis [Mark 2]

Question 32 :Portfolio turnover rate refers to [Mark 1]

Question 33 :A passive fund manager [Mark 1]

Question 34 :If one invests a fixed amount regularly over a long time [Mark 2]

Question 35 :Certificates of deposits are issued by [Mark 1]

Question 36 :Flexible asset allocation means [Mark 2]

Question 37 :Coupon of a debt security refers to [Mark 2]

Question 38 :Which of the following is untrue for Public Provident Fund schemes [Mark 2]

Question 39 :An important indicator of market interest rates is [Mark 1]

Question 40 :What is the limitation of change in NAV method [Mark 1]

Question 41 :When interest rates increase the prices of existing bonds [Mark 1]

Question 42 :Which of the following debt investments is not rated [Mark 1]

Question 43 :A schemes investments in the debt offering of anyone company is restricted to [Mark 1]

Question 44 :A sector fund is a [Mark 1]

Question 45 :In case of listed securities of group companies of the sponsor mutual fund is not allowed to invest more than [Mark 1]

Question 46 :A retired person generally needs a greater proportion of [Mark 1]

Question 47 :The most suitable measure of fund performance is [Mark 1]

Question 48 :One of the most effective ways to invest through mutual fund is to [Mark 1]

Question 49 :The turnover ratio is appropriate to evaluate which type of funds [Mark 1]

Question 50 :The additional yield required to account for the risk of default by the borrower is known as [Mark 1]

Question 51 :The expense ratio is not affected by [Mark 1]

Question 52 :An ideal money market mutual fund must have [Mark 1]

Question 53 :The choice of an appropriate benchmark for evaluating a funl performance depends on [Mark 2]

Question 54 :Ownership of a mutual fund is [Mark 1]

Question 55 :For evaluating sector funds the preferred benchmark is [Mark 1]

Question 56 :Which of the following is not a correct statement [Mark 2]

Question 57 :While analyzing the structure of an equity fund one should consider [Mark 2]

Question 58 :Assets under management of the Indian mutual fund industry at the end of 2004 to 2005 were close to [Mark 3]

Question 59 :A steady holding in an equity funds portfolio indicates [Mark 2]

Question 60 :Index funds can be described as [Mark 1]

Question 61 :Yield to maturity of a debt funds portfolio is more important when the investment objective is [Mark 2]

Question 62 :Which is an incorrect statement [Mark 2]

Question 63 :An ideal liquid mutual fund must have [Mark 1]

Question 64 :The structure which is required to be followed by mutual funds in India is laid down by [Mark 2]

Question 65 :The basis of genuine investment advice should be [Mark 1]

Question 66 :Which of the following requires high court approval [Mark 1]

Question 67 :Which of the following statements is correct [Mark 1]

Question 68 :A self regulatory organization can [Mark 2]

Question 69 :The constraint on financial planning due to insufficient resources can be remedied by [Mark 3]

Question 70 :Unit holders can get complaint redressal from [Mark 1]

Question 71 :Life cycle stage of an investor helps in identifying [Mark 1]

Question 72 :Asset management companies are also answerable to [Mark 1]