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AMFI Mock Test 15 

Mock Test  :  RMG Student Exclusive :        
Total Marks 100

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5/22/2019 5:58:30 AM

Total Questions  72

Pass Marks is 55%

Time Left : 00:00:00 Hrs


Question 1 :Debt schemes are popular because [Mark 1]

Question 2 :Running a money market mutual fund requires more of [Mark 1]

Question 3 :An aggrieved unit holder of a mutual fund can sue [Mark 1]

Question 4 :Of the following, which would be suitable for a retiree with a modest risk appetite [Mark 1]

Question 5 :A prospective investor [Mark 1]

Question 6 :The most important factor to look for when investing in a corporate fixed deposit is the [Mark 1]

Question 7 :When a scheme with assured returns is being launched, which of the following need not be published in the offer document [Mark 2]

Question 8 :SEBI regulations for mutual funds were formulated in [Mark 1]

Question 9 :Which of the following is a disadvantage suffered by a mutual fund investor [Mark 1]

Question 10 :The 1999 union government budget helped the mutual fund industry by [Mark 3]

Question 11 :Compounding of interest is best explained by a [Mark 1]

Question 12 :In which type of schemes should an unmarried professional will invest [Mark 2]

Question 13 :The ownership of the fund is [Mark 1]

Question 14 :A mutual fund in India is constituted in the form of [Mark 1]

Question 15 :The trust is created through a document called [Mark 1]

Question 16 :The trustees must furnish a report on the fund's activities and a certificate stating that the AMC has been managing the schemes independently of other activities to SEBI on a [Mark 1]

Question 17 :An AMC can act as a trustee of any other mutual fund [Mark 1]

Question 18 :For a closed ended Funds to merge following is mandatory, along with other formalities [Mark 3]

Question 19 :In a close ended fund the liquidity to investors is available through [Mark 1]

Question 20 :In the USA, mutual funds are set up as [Mark 1]

Question 21 :Which of the following is true about UTI [Mark 2]

Question 22 :Can an AMC debit a scheme for payment made towards any penalties laid down by SEBI or other regulator in the market [Mark 1]

Question 23 :Which of the following Financial Product Intermediary are required to pass and register with AMFI [Mark 2]

Question 24 :Mutual funds may sell their own products [Mark 1]

Question 25 :In which of the following funds direct selling brings the maximum mobalisation [Mark 2]

Question 26 :Fund distribution expenses are covered by [Mark 1]

Question 27 :Any fund mergers of bank sponsored funds with others will also involve RBI approvals besides all other approvals [Mark 1]

Question 28 :AMFI was incorporated in 1995 with the objective of representing the mutual fund industry collectively [Mark 3]

Question 29 :Fundamental attributes are the essence of the scheme and include [Mark 1]

Question 30 :The front page of the Offer Document provides information about [Mark 1]

Question 31 :Which of the following are or is the advantages of Mutual Fund [Mark 1]

Question 32 :Which of the following is not the Standard Risk Factors [Mark 2]

Question 33 :Which of the following item can not be found in the OD [Mark 1]

Question 34 :An abridged version of the offer document is known as [Mark 1]

Question 35 :If any investor has failed to claim redemption proceeds or dividends due to him or her, in case he makes the claim after 3 years [Mark 2]

Question 36 :Unit holders are not distinct from the trust and therefore cannot sue the trust [Mark 1]

Question 37 :For the purpose of investments in Mutual Fund, who among the following are not treated as non resident in the OD of a fund [Mark 2]

Question 38 :NAV of close ended schemes must be calculated and published [Mark 1]

Question 39 :As per SEBI rules, sale price cannot be higher than ___ of NAV in case of OE Funds [Mark 1]

Question 40 :Large unit holdings shall be disclosed in annual and half yearly or results by giving the number of such investors and their total holdings in percentage terms The figure for that holding limit is [Mark 1]

Question 41 :Which of the following do not guarantee returns [Mark 1]

Question 42 :Which of the following makes the most important base of Financial advisory [Mark 1]

Question 43 :What affects bond prices [Mark 1]

Question 44 :Why would an investor prefer a Bank Deposit over a Income Fund [Mark 1]

Question 45 :OD will be issued during every FTP series launches [Mark 1]

Question 46 :What are American depository Receipts or ADRs [Mark 2]

Question 47 :What are the derivative products that are currently allowed in India [Mark 1]

Question 48 :Growth funds try to seek out [Mark 1]

Question 49 :Which of the following can be the riskiest in terms of investment [Mark 1]

Question 50 :Which of the following statement best defines an Active Fund [Mark 2]

Question 51 :Investment in ELSS schemes entitles the investor to claim an income tax rebate, but usually has a lock in period of [Mark 2]

Question 52 :An Exchange Traded Fund is a mutual fund scheme, which [Mark 1]

Question 53 :A fund has a front local of 1 Y and back end local of 0 point 5 percent The investor enters at NAV of Rs 10 and exits at NAV of Rs 12 The Return of investment earned by him is [Mark 2]

Question 54 :If the due date for interest falls on 30 June 2000 and if the interest is not received, accrual will continue till __________after which there will be no further accrual of income [Mark 2]

Question 55 :Both non traded and thinly traded securities are to be valued [Mark 2]

Question 56 :Mutual Funds are allowed to transfer illiquid securities internally among their schemes [Mark 1]

Question 57 :Under ________of the Act the Mutual Fund is required to deduct tax, at source at the rate of 20 percent on any long term capital gains if the payee unit holder is a non resident [Mark 1]

Question 58 :Which of the following is true about Systematic Investment Plans [Mark 2]

Question 59 :Mutual funds are among the most active institutional investors in the Indian stock markets [Mark 1]

Question 60 :Dividend Yield for a stock [Mark 2]

Question 61 :Growth Stocks [Mark 1]

Question 62 :A Growth Manager looks for companies that are expected to give [Mark 3]

Question 63 :In the context of debt mutual funds managers invest in [Mark 1]

Question 64 :The securities that are discounted securities or bonds that do not pay regular interest at intervals but are bought at a discount to their face value is known as [Mark 1]

Question 65 :If interest rates on similar newly issued bonds rise to 12 percent, the bond with a coupon of 10 percent will become [Mark 2]

Question 66 :Investments in the equity shares or equity related instruments of a single company are restricted to_____ of the NAV of a scheme [Mark 1]

Question 67 :A mutual fund may transfer investments from one scheme to another provided the transfer is at [Mark 2]

Question 68 :A funds ______ratio is defined as its net investment income divided by its net assets for the period [Mark 1]

Question 69 :Comission or cost paid to towards transaction in a fund is called as [Mark 2]

Question 70 :An equity fund with large diversified portfolio can be compared or benchmarked with [Mark 1]

Question 71 :CRISIL CPRs oe Composite Performance Rankings are released [Mark 2]

Question 72 :Of all the investment options available,________ is the single most important tool in a Financial Planners armory [Mark 1]