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AMFI Mock Test 13 

Mock Test  :  RMG Student Exclusive :        
Total Marks 100

Please do not refersh or reload this page

5/22/2019 6:29:05 AM

Total Questions  72

Pass Marks is 55%

Time Left : 00:00:00 Hrs


Question 1 :Which of the following are or is the advantages of Mutual Fund [Mark 1]

Question 2 :Uniform set of standards for advertising have been developed by [Mark 1]

Question 3 :Under the uniform set of standards of advertisements [Mark 2]

Question 4 :Under the uniform code of advertisement [Mark 2]

Question 5 :Which of the following is not the Standard Risk Factors [Mark 1]

Question 6 :Which of the following is not the scheme specific risk factor [Mark 2]

Question 7 :Draft OD issued for the launching of new schemes are valid for a period of ________ from the date of approval by SEBI, If the scheme is not launched within the six-month period, the AMC is required to file a fresh offer document before launching the scheme [Mark 1]

Question 8 :In which of the following case OD is not required to be revised [Mark 2]

Question 9 :Which of the following item can not be found in the OD [Mark 2]

Question 10 :Who out of following can not sign the Due Diligence Certificate [Mark 1]

Question 11 :A due Diligence Certificate contains [Mark 2]

Question 12 :The investor may obtain a copy of the Offer Document from the [Mark 1]

Question 13 :An abridged version of the offer document is known as [Mark 1]

Question 14 :Which of the following items can not be found in KIM [Mark 1]

Question 15 :Unit holders are entitled to receive dividend warrants within _______ of the date of dividend declaration [Mark 1]

Question 16 :A fund delayed the payment of redemption to his investor by 28 working days As per investors right he can calim the interest for _________number of days from the AMC [Mark 2]

Question 17 :If any investor has failed to claim redemption proceeds or dividends due to him or her, in case he makes the claim after 3 years [Mark 2]

Question 18 :Unit holders have the right to inspect major documents of the fund, like [Mark 1]

Question 19 :The appointment of an AMC of a fund can be terminated by 75 percent of the unit holders of the scheme with the prior approval of SEBI [Mark 1]

Question 20 :Unit holders are not distinct from the trust and therefore cannot sue the trust [Mark 1]

Question 21 :In case a unit holder is aggrieved by any actions of the Fund or AMC, the appropriate forum for him to approach is [Mark 1]

Question 22 :Mr X could not read some fine prints in the OD and invested some money in that scheme, Later on the same point he had some issues, How can he raise the issue [Mark 2]

Question 23 :For the purpose of investments in Mutual Fund, who among the following are not treated as resident in the OD of a fund [Mark 1]

Question 24 :The discrimination among investors in India are made on the basis of [Mark 1]

Question 25 :Income Tax Act that lays down the relevant tax provisions which govern mutual funds is [Mark 2]

Question 26 :All of the funds assets belong to the investors and are held in_______________ capacity for them [Mark 1]

Question 27 :NAV of close ended schemes must be calculated and published [Mark 1]

Question 28 :An AMC will receive any application after the cut off time, it will [Mark 2]

Question 29 :SEBI requires that all expenses and incomes are to be valued on [Mark 1]

Question 30 :Which of the following factors may affect the NAV [Mark 1]

Question 31 :As per SEBI rules, sale price cannot be higher than ___ of NAV in case of OE Funds [Mark 1]

Question 32 :The Repurchase price is not lower than _____ of NAV In case of OE Funds [Mark 1]

Question 33 :The difference between the repurchase price and the sale price of the unit is not permitted to exceed ______ of the sale price [Mark 1]

Question 34 :Each item of expenditure accounting for more than ____ of total expenditure should be disclosed in the accounts or the notes thereto of the schemes [Mark 1]

Question 35 :Large unit holdings shall be disclosed in annual and half yearly or results by giving the number of such investors and their total holdings in percentage terms and the figure for that holding limit is [Mark 1]

Question 36 :Which of the following is true about AMFI [Mark 2]

Question 37 :Which of the following are or is true for Yield Curve [Mark 2]

Question 38 :Mutual Fund is an indirect investment vehicle which is [Mark 1]

Question 39 :Which of the following do not guarantee returns [Mark 1]

Question 40 :Which of the following is the biggest advantage of Investment in Gold [Mark 3]

Question 41 :Money markets are markets for debt instruments with [Mark 1]

Question 42 :A Commercial Paper is a short term unsecured promissory note, issued by [Mark 2]

Question 43 :Which of the following makes the most important base of Financial advisory [Mark 1]

Question 44 :Certificates of Deposit are issued by [Mark 1]

Question 45 :Treasury Bills are instruments issued by RBI [Mark 2]

Question 46 :What is the basic characteristic of a Deep Discount Bond [Mark 1]

Question 47 :What affects bond prices [Mark 1]

Question 48 :A Mutual Fund in India can invest in Derivative products [Mark 1]

Question 49 :What is Yield to Maturity or YTM [Mark 1]

Question 50 :Important features of a Money Market Mutual Fund is [Mark 2]

Question 51 :Why would an investor prefer a Bank Deposit over a Income Fund [Mark 1]

Question 52 :As a Mutual Fund advisor which of the following point will you use for selling an Income Fund to a customer over Bank FD [Mark 3]

Question 53 :Fixed Term Plans are essentially [Mark 1]

Question 54 :Fixed Term Plans offers [Mark 1]

Question 55 :OD will be issued during every FTP series launches [Mark 1]

Question 56 :Which of the following is true about Preference Shares [Mark 1]

Question 57 :The research approach where the analyst takes the past price movement of a stock to predict its future movement, is called [Mark 2]

Question 58 :The research approach where the analyst do the forecasting on the basis of economic, industry and company data to predict its future movement, is called [Mark 1]

Question 59 :What are American depository Receipts or ADRs [Mark 3]

Question 60 :Which of the following are true about derivatives [Mark 2]

Question 61 :For the investor ETFs are [Mark 1]

Question 62 :The tenure of CPs can be anything between 15 days to [Mark 1]

Question 63 :What are the derivative products that are currently allowed in India [Mark 1]

Question 64 :The Risk factor arising out due to use of Derivatives in the portfolio should be mentioned in the Offer Document of such Mutual Funds which are using the same Such Risk Factor is [Mark 1]

Question 65 :Value Funds try to seek out [Mark 2]

Question 66 :Value Funds are less risky than Growth Funds [Mark 1]

Question 67 :Growth funds try to seek out [Mark 2]

Question 68 :Market Capitalization of a stock can be arrived by multiplying Mkt Price of a Share to [Mark 3]

Question 69 :The portfolio of Large Cap Funds are [Mark 1]

Question 70 :The portfolio of a Mid Cap or Small Cap Funds are [Mark 1]

Question 71 :Which of the following can be the riskiest in terms of investment [Mark 1]

Question 72 :If Fund A invests in Securities across India, and Fund B invests in securities across India and Other countries, Most suitable statement here is [Mark 1]