Exam Plan & Certification Capital Market (Dealers) Module
Why should one take this course? To understand the capital market trading operations of NSE.
To understand the clearing, settlement and risk management processes.
To know about the eligibility criteria for seeking membership at NSE.
To learn the other important regulatory aspects
Who will benefit from this course? Students
Stock Brokers and Sub-Brokers dealing in derivatives
Custodians and Employees of Mutual funds
Individual investors as well as High Net-worth Individuals (HNIs)
Portfolio Managers
Financial Institutions
Anybody having interest in the Stock market operations
Test details Duration:105 minutes
No. of questions: 60
Maximum marks: 100, Passing marks: 50 (50%); There is negative marking for incorrect answers.
Certificate validity For successful candidates, certificates are valid for 5 years from the test date.
Duration 90 Minutes
Course Contents An Overview of the Indian Securities Market
Trading Membership
Clearing and Settlement
Legal Framework
Fundamental Valuation Concepts
Training Duration & Timing  2 sessions of 5 hours training on consecutive Saturdays (1 pm to 6 pm) and 5 sessions of 2 hours (practice tests at participants convenience Monday to Friday - 11 am to 4 pm).